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FINRA License Preparation


Enter Here for FINRA Self-Study Training

Registered Representative Courses

Series 6 Investment Company Products/Variable Contracts Representative
Series 7 General Securities Representative
Series 55 Equity Trader
Series 62 Corporate Securities: Limited Representative
Series 63 Uniform Securities State Law
Series 65 NASAA Uniform Investment Adviser Law
Series 66 NASAA Uniform Combined State Law

Registered Principal Courses

Series 9 General Securities Sales Supervisor: Options
Series 10 General Securities Sales Supervisor: General Securities
Series 24 General Securities Principal
Series 26 Investment Company Products/Variable Contracts Principal

Compliance Continuing Education

FINRA Firm Element
Rule 1120 Broker/Dealer CE Compliance Solution



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